Investment Company Advertising: Target Date Retirement Fund Names and Marketing
نویسنده
چکیده
1 Investment Company Advertising: Target Date Retirement Fund Names and Marketing, Securities Act Release No. 9126 (June 16, 2010) [75 FR 35920 (June 23, 2010)] (‘‘Proposing Release’’). 2 See Default Investment Alternatives Under Participant Directed Individual Account Plans, 72 FR 60452, 60452–53 (Oct. 24, 2007). 3 Morningstar Fund Research, Target Date Series Research Paper: 2013 Survey, available at https:// corporate.morningstar.com/us/documents/ ResearchPapers/2013TargetDate.pdf (last visited Feb. 27, 2014). 4 17 CFR 230.482. 5 15 U.S.C. 77a–z–3. 6 17 CFR 270.34b–1. 7 15 U.S.C. 80a. 8 We also proposed amendments to rule 482 under the Securities Act and rule 34b–1 under the Investment Company Act to require that certain target date fund marketing materials disclose information about the risks and considerations that are important for an investor who is deciding whether to invest in a target date fund. We States, Uruguay, and Venezuela. This definition also includes locations not listed above that are part of the French West Indies, Leeward and Windward Islands, or Leeward Antilles, but this definition intentionally omits Cuba. * * * * *
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